Eric hollifield lpl
In September 2024 Eric Hollifield was discharged from his position at Hamilton Investment Counsel in connection to allegations he failed to disclose an outside … See more In August 2024 a customer alleged Eric Hollifield, while employed at LPL Financial, “misappropriated funds from her account” starting in August … See more Eric Hollifield has spent 23 years in the securities and was most recently registered with LPL Financial in Dacula, Georgia from 2016 until 2024. His previous registrations include Sterne Agee Financial Services in … See more WebOct 8, 2024 · Former customers of ex-LPL Financial broker Eric Hollifield (Dacula, Georgia) with investment losses that exceed $100,000, and those who may have information relating to the manner in which the broker handled their accounts, are encouraged to contact Lawrence L. Klayman, Esq., at (561) 542-5131, and download our Special Investor …
Eric hollifield lpl
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WebEric Hollifield was with LPL Financial from October 2016 to September 2024. He has also been with Hamilton Investment Counsel from October 2016 to September 2024. Hollified … WebJul 6, 2024 · Eric Hollifield, who had logged 23 years in the industry before being barred last year, defrauded two advisory customers and a brokerage client by diverting funds to …
WebAug 29, 2024 · Eric S. Hollifield Attorney/Law Firm Details Plaintiff Attorneys Madison Graham Loomis Attorney at U.S. Securities & Exchange Commission-GA Suite 900, 950 East Paces Ferry Rd., N.E. Atlanta, GA 30326-1382 W. Shawn Murnahan Attorney at Securities and Exchange Commission Suite 900, 950 East Paces Ferry Road, N.E. … WebJan 22, 2024 · Eric Shea Hollifield ( CRD: 3091319) was registered as a broker with LPL Financial, Inc. from 2016 until 2024. Previously, Hollifield was registered as a broker with Sterne Agee Financial Services from 2008 until 2016. Hollifield has six disclosures on his BrokerCheck report.
WebThe Securities and Exchange Commission says it has charged a former financial advisor with misappropriating $1.7 million from two advisory clients and one brokerage customer to buy himself a home.. Starting at least in January 2024, Eric Hollifield of Winder, Georgia, allegedly transferred client assets to an outside business that he controlled and then … WebHollifield was registered with LPL Financial between October 14, 2016, and August 12, 2024. He was discharged based on accusations of his outside business activities. He …
WebOct 8, 2024 · Eric Hollifield’s employment separation from LPL Financial relates to allegations that he failed to disclose outside business activity to the firm. Eric Hollifield’s BrokerCheck also contains a disclosure showing an employment separation from Hamilton Investment Counsel, LLC on September 1, 2024.
WebNov 22, 2024 · Eric Hollifield Investigation. November 2024-Ducala, GA. According to FINRA records Eric S. Hollifield, an unregistered financial advisor previously employed by LPL Financial discloses a multi-million dollar suit by a customer involving an off shore annuity and a regulatory bar.. The Financial Industry Regulatory Authority (FINRA) is the … choosing obedienceWebOct 11, 2024 · Without admitting or denying the findings of FINRA’s investigation, Eric Shea Hollifield signed a FINRA letter of acceptance, waiver and consent on Sept. 29 in which … great american smokeout materialsWeb2000 Center Dr East #C218 Hoffman Estates, IL 60192 Phone: 312-332-4200 Fax: 312-332-4201 Get Directions choosing of davidWebNov 2, 2024 · Eric Shea Hollifield (CRD#: 3091319) Hollifield has 23 years of experience in the securities industry. Hollifield first entered the securities industry in 1998. Between … great american smokeout hashtagsWebOct 18, 2024 · Hollifield was registered with LPL Financial LLC in Dacula, Georgia from 2016 to 2024, when he was terminated regarding, “Failed to disclose outside business activity to Firm.” Previously, Hollifield was registered with Sterne Agee Financial Services, Inc. in Dacula, Georgia from 2008 to 2016. choosing of respondents based on pure chanceWebPrior to September 2024, Hollifield was an investment adviser representative of Hamilton Investment Counsel, LLC ("HIC"), an SEC- registered investment adviser based in … great american smokeout date 2022choosing office furniture